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Investors Bank Training

Investors Bank Compliance Risk Assessments


Description
We will review the compliance risk assessments, to include:
Regulatory Applicability Matrix
Inherent Risk Assessment Process
Control Environment Analysis
Residual Risk Assessment vs Targeted Risk Assessments
Inherent Risk Assessment Methodology
1. Regulation Risk
2. Product Risk
3. Performance Risk
Mitigating Controls
Residual Risk
Risk Scoring Heatmap

Course Hours: 1.5

Content
  • Investors Bank Compliance Risk Assessments
  • Compliance Risk Assessment
Completion rules
  • You must complete the test "Compliance Risk Assessment"
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