| Course | |||||
|---|---|---|---|---|---|
 | Investors Bank Training We will review compliance monitoring and testing as second line of defense. We will discuss:
The Essential Elements of an Effective Compliance Monitoring Program
When to Include Additional Monitoring Reviews
Compliance Monitoring as... | ||||
 | Investors Bank Training We will review the compliance risk assessments, to include:
Regulatory Applicability Matrix
Inherent Risk Assessment Process
Control Environment Analysis
Residual Risk Assessment vs Targeted Risk Assessments
Inherent Risk Assessment... | ||||
 | Investors Bank Training During this session we will review CRA/Community Development Activities to include:
Community Development Definition
Community Development Loans
Community Development Services
Qualified Investments
Expanded Community Development... |
